SEC Form 4 · accession 0001181431-15-003754
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Leib
Officer — Chief Financial Officer
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (withholding for tax liability) | Feb 28, 2015 | F | 1,944 | $19.07 | D | 195,149 | D | |
| Common StockF2,F3 | Mar 2, 2015 | A | 42,440 | — | A | 237,589 | D | |
| Common Stock | holding | — | — | — | 1,392 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest 100% on March 2, 2018.
- F3Includes 55,573 shares held directly, 826 shares held through dividend reinvestment plan and 181,190 restricted stock units.