SEC Form 4 · accession 0001181431-15-003753
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne S Bettman
Officer — Exec VP/General Counsel
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (withholding for tax liability) | Feb 28, 2015 | F | 3,110 | $19.07 | D | 210,974 | D | |
| Common StockF2 | Feb 27, 2015 | S | 44,230 | $19.348 | D | 166,744 | D | |
| Common StockF3,F4 | Mar 2, 2015 | A | 27,540 | — | A | 194,284 | D | |
| Common Stock | holding | — | — | — | 347 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $19.24 to $19.42 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- F3Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest 100% on March 2, 2018.
- F4Includes 61,521 shares held directly, 2,973 shares held through dividend reinvestment plan and 129,790 restricted stock units.