SEC Form 4/A · accession 0000899243-16-031892
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Deborah L Steiner
Officer — See Remarks
Period of report
Oct 1, 2016
Accepted (ET)
Oct 18, 2016 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 16,055 | $0.00 | A | 16,055 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Deborah L. Steiner was awarded restricted stock units ("RSUs") with a value of $350,000, pursuant to the R. R. Donnelley & Sons Company Non-Employee Director Compensation Plan. Such grant represents 16,055 RSUs calculated based on the ten trading day volume weighted average price of R. R. Donnelley & Sons Company ("RRD") common stock following the date of grant. Ms. Steiners' RSUs will vest ratably in three equal installments on the first three anniversaries of the date of grant, subject to Ms. Steiners' continued employment with RRD.
Remarks
Executive Vice President and General Counsel