SEC Form 4 · accession 0000899243-16-030954
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John P Pecaric
Officer — See Remarks
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 0 | $0.00 | A | 4,155 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1John Pecaric has been awarded restricted stock units ("RSUs") with a value of $475,000, pursuant to the R. R. Donnelley & Sons Company Non-Employee Director Compensation Plan. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a ten trading day value weighted average price of R. R. Donnelley & Sons Company ("RRD") common stock following the date of grant. Mr. Pecaric's RSUs will vest ratably in three equal installments on the first three anniversaries of the date of grant, subject to Mr. Pecaric's continued employment with RRD. Number of shares of common stock includes 3,790 shares of common stock owned individually and 365 shares of common stock held jointly with spouse. The Reporting Person will amend this Form 4 when such information is available.
Remarks
Executive Vice President, Chief Commercial Officer/President International