SEC Form 4 · accession 0000899243-16-030948
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Cody Phipps
10% Owner
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 1,861 | $0.00 | A | 1,861 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1P. Cody Phipps has been awarded 1,861 director restricted stock units ("RSUs"), pursuant to the R. R. Donnelley & Sons Company ("RRD") Non-Employee Director Compensation Plan, for his service on the RRD board of directors for the remainder of 2016. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available.