SEC Form 4 · accession 0001615216-18-000087
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — Chairman, President and CEO · Director
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2018 | A | 32,673 | $0.00 | A | 120,924 | D | |
| Common Stock | Sep 21, 2018 | F | 14,899 | $59.18 | D | 106,025 | D | |
| Common Stock | holding | — | — | — | 7,534 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 9,234 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $59.18 | Sep 21, 2018 | A | 152,000 | A | — | Sep 21, 2028 | Common Stock | 152,000 | 152,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on September 21, 2019.