SEC Form 4 · accession 0001615216-17-000038
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — President/CEO · Director
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | A | 30 | $45.55 | A | 4,278 | I | By Benefit Plan Trust |
| Common Stock | Sep 22, 2017 | A | 2,961 | $45.43 | A | 73,622 | D | |
| Common Stock | Sep 22, 2017 | F | 995 | $45.43 | D | 72,627 | D | |
| Common Stock | holding | — | — | — | 8,978 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emplyee Stock Option (right to buy)F1 | $45.43 | Sep 22, 2017 | A | 150,500 | A | — | Sep 22, 2027 | Common Stock | 150,500 | 150,500 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on September 22, 2018.