SEC Form 4 · accession 0001615216-17-000035
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — President/CEO · Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 21, 2017 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2017 | M | 11,000 | $23.00 | A | 78,743 | D | |
| Common Stock | Sep 20, 2017 | F | 7,410 | $45.24 | D | 71,333 | D | |
| Common Stock | holding | — | — | — | 4,247 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 8,978 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.00 | Sep 20, 2017 | M | 11,000 | D | Dec 4, 2007 | Dec 4, 2017 | Common Stock | 11,000 | 0 | D |