SEC Form 4 · accession 0001615216-16-000225
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey E Spethmann
Officer — Senior Vice President
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 958 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 12,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $42.72 | Dec 16, 2016 | A | 24,000 | A | — | Dec 16, 2026 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on December 16, 2017.