SEC Form 4 · accession 0001615216-16-000170
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — President/CEO · Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 15, 2016 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | M | 1,000 | $16.08 | A | 64,247 | D | |
| Common Stock | Jun 14, 2016 | F | 639 | $35.29 | D | 63,608 | D | |
| Common Stock | Jun 14, 2016 | M | 10,000 | $17.55 | A | 73,608 | D | |
| Common Stock | Jun 14, 2016 | F | 6,664 | $35.29 | D | 66,944 | D | |
| Common Stock | holding | — | — | — | 3,138 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 8,628 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $16.08 | Jun 14, 2016 | M | 1,000 | D | Jul 26, 2006 | Jul 26, 2016 | Common Stock | 1,000 | 0 | D |
| Employee Stock Option (right to buy) | $17.55 | Jun 14, 2016 | M | 10,000 | D | Dec 5, 2006 | Dec 5, 2016 | Common Stock | 10,000 | 0 | D |