SEC Form 4 · accession 0001615216-16-000130
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Shaw
Officer — Vice President
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2016 | M | 5,000 | $17.55 | A | 17,013 | D | |
| Common Stock | Jan 5, 2016 | F | 3,832 | $28.43 | D | 13,181 | D | |
| Common Stock | holding | — | — | — | 200 | I | By Child | |
| Common Stock | holding | — | — | — | 1,255 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 3,838 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.55 | Jan 5, 2016 | M | 5,000 | D | Dec 5, 2006 | Dec 5, 2016 | Common Stock | 5,000 | 0 | D |