SEC Form 4 · accession 0001615216-15-000107
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — President/CEO · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,990 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 8,355 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 63,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $28.00 | Dec 17, 2015 | A | 160,500 | A | — | Dec 17, 2025 | Common Stock | 160,500 | 160,500 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on December 17, 2016.