SEC Form 4 · accession 0001615216-15-000093
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Ward
Officer — Senior Vice President
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | A | 76 | $30.86 | A | 2,992 | I | By Benefit Plan Trust |
| Common Stock | Dec 2, 2015 | M | 9,422 | $22.32 | A | 84,021 | D | |
| Common Stock | Dec 2, 2015 | F | 7,680 | $30.93 | D | 76,341 | D | |
| Common Stock | Dec 2, 2015 | M | 5,000 | $16.50 | A | 81,341 | D | |
| Common Stock | Dec 2, 2015 | F | 3,452 | $30.93 | D | 77,889 | D | |
| Common Stock | Dec 2, 2015 | S | 200 | $30.41 | D | 77,689 | D | |
| Common Stock | Dec 2, 2015 | G | 1,200 | $0.00 | D | 76,489 | D | |
| Common Stock | Dec 3, 2015 | S | 974 | $30.00 | D | 75,515 | D | |
| Common Stock | holding | — | — | — | 15,218 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $22.32 | Dec 2, 2015 | M | 9,422 | D | Jul 13, 2010 | Dec 5, 2016 | Common Stock | 9,422 | 0 | D |
| Employee Stock Option (right to buy) | $16.50 | Dec 2, 2015 | M | 5,000 | D | Jan 23, 2006 | Jan 23, 2016 | Common Stock | 5,000 | 0 | D |