SEC Form 4 · accession 0001615216-15-000017
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — Chief Operating Officer · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,406 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 8,116 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 60,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $36.56 | Jan 30, 2015 | M | 55,000 | A | — | Jan 30, 2025 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on January 30, 2016.