SEC Form 4 · accession 0001615216-15-000009
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra N Joppa
Officer — Vice President
Period of report
Jan 6, 2015
Accepted (ET)
Jan 7, 2015 · 11:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2015 | M | 19,800 | $17.28 | A | 86,886 | D | |
| Common Stock | Jan 6, 2015 | F | 12,824 | $37.61 | D | 74,062 | D | |
| Common Stock | Jan 6, 2015 | S | 6,976 | $36.91 | D | 67,086 | D | |
| Common Stock | holding | — | — | — | 2,236 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 4,770 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.28 | Jan 6, 2015 | M | 19,800 | D | Dec 9, 2008 | Dec 9, 2018 | Common Stock | 19,800 | 0 | D |
| Employee Stock Option (right to buy) | $37.61 | Jan 6, 2015 | A | 12,824 | A | Jan 6, 2015 | Dec 9, 2018 | Common Stock | 12,824 | 12,824 | D |