SEC Form 4 · accession 0001615216-15-000005
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willard D Oberton
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 6, 2015 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | A | 389 | $38.63 | A | 12,304 | D | |
| Common Stock | Jan 5, 2015 | M | 7,000 | $17.50 | A | 19,304 | D | |
| Common Stock | Jan 5, 2015 | S | 7,000 | $37.40 | D | 12,304 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $38.47 | Jan 2, 2015 | A | 14,000 | A | — | Jan 2, 2025 | Common Stock | 14,000 | 14,000 | D |
| Employee Stock Option (right to buy) | $17.50 | Jan 5, 2015 | M | 7,000 | D | Dec 1, 2006 | Dec 1, 2016 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on January 2, 2016.