SEC Form 4 · accession 0000029534-19-000001
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Ravener
Officer — EVP & Chief People Officer
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 5,000 | $45.25 | A | 33,307 | D | |
| Common Stock | Jan 8, 2019 | M | 27,492 | $48.11 | A | 60,799 | D | |
| Common StockF1 | Jan 8, 2019 | S | 32,492 | $111.628 | D | 28,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $45.25 | Jan 8, 2019 | M | 5,000 | D | Mar 20, 2016 | Mar 20, 2022 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $48.11 | Jan 8, 2019 | M | 27,492 | D | — | Mar 18, 2023 | Common Stock | 27,492 | 0 | D |
Explanation of responses
- F1The reported price is a weighted average. These shares were sold in multiple transactions at prices ranging from $111.45 to $112.13, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The option exercised vested as to 6,873 shares on March 18, 2014, as to 6,873 shares on March 18, 2015, as to 6,873 shares on March 18, 2016, and as to 6,873 shares on March 18, 2017.