SEC Form 4 · accession 0000029534-18-000027
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rhonda Taylor
Officer — EVP & General Counsel
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2018 | F | 3,092 | $93.55 | D | 21,600 | D | |
| Common Stock | Apr 2, 2018 | M | 2,726 | $25.25 | A | 24,326 | D | |
| Common Stock | Apr 2, 2018 | F | 1,520 | $93.43 | D | 22,807 | D | |
| Common Stock | Apr 2, 2018 | D | 1 | $93.43 | D | 22,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $25.25 | Apr 2, 2018 | M | 2,726 | D | — | Mar 24, 2020 | Common Stock | 2,726 | 0 | D |
Explanation of responses
- F1Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 17, 2015 (520 shares), as well as the vesting and payment of a portion of performance share units granted on March 17, 2015 (337 shares), March 16, 2016 (544 shares), and March 22, 2017 (428 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 1,263 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted ROIC performance).
- F2The option exercised vested as to 156 shares on March 24, 2012, as to 1,285 shares on March 24, 2013, and as to 1,285 shares on March 24, 2014.