SEC Form 4 · accession 0000029534-18-000021
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Kindy
Officer — SVP, Global Supply Chain
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2018 | A | 1,279 | $0.00 | A | 18,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $92.98 | Mar 21, 2018 | A | 9,825 | A | — | Mar 21, 2028 | Common Stock | 9,825 | 9,825 | D |
Explanation of responses
- F1Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest in three annual installments of 33 1/3% beginning on April 1, 2019, subject to certain forfeiture and accelerated vesting provisions.
- F2The option vests in four annual installments of 25% beginning on April 1, 2019, subject to certain forfeiture and accelerated vesting provisions.