SEC Form 4 · accession 0000029534-18-000006
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Garratt
Officer — EVP & Chief Financial Officer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | A | 8,285 | $0.00 | A | 16,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance share units ("PSUs") earned by the reporting person from a March 22, 2017 grant, as certified by the Issuer's Compensation Committee on March 13, 2018. Each PSU represents the right to one share of the Issuer's common stock. The amount reported includes (i) 3,199 PSUs earned as a result of the Issuer's fiscal year 2017 adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of the Issuer's common stock on April 1, 2018; & (ii) 5,086 PSUs that were earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance, 1,696 of which will become vested & be settled and paid in unrestricted shares of the Issuer's common stock on April 1, 2018, & the remainder of which remains subject to time-based vesting requirements (1,695 on each of April 1, 2019 and April 1, 2020) & certain forfeiture and accelerated vesting provisions, & once vested are payable solely in unrestricted shares of the Issuer's common stock.