SEC Form 4 · accession 0000029534-17-000057
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Kindy
Officer — SVP, Global Supply Chain
Period of report
Dec 7, 2017
Accepted (ET)
Dec 8, 2017 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2017 | M | 12,000 | $7.9975 | A | 19,578 | D | |
| Common Stock | Dec 7, 2017 | F | 4,463 | $93.37 | D | 15,115 | D | |
| Common Stock | Dec 7, 2017 | D | 1 | $93.37 | D | 15,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.9975 | Dec 7, 2017 | M | 12,000 | D | — | Dec 19, 2018 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1The options exercised vested as to 432 shares on June 11, 2012, as to 4,197 shares on October 3, 2012, as to 632 shares on October 10, 2012, as to 557 shares on October 11, 2012, as to 185 shares on November 27, 2012, as to 149 shares on November 28, 2012, as to 334 shares on November 29, 2012, as to 780 shares on November 30, 2012, as to 2,954 shares on December 8, 2012, as to 162 shares on February 1, 2013, and as to 1,618 shares on April 3, 2013.