SEC Form 4 · accession 0000029534-16-000096

DOLLAR GENERAL CORP · DG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John W Flanigan

Officer — EVP, Global Supply Chain

Period of report

Apr 8, 2016

Accepted (ET)

Apr 12, 2016 · 3:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000029534

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Apr 8, 2016	M	9,360	$45.25	A	26,583	D
Common Stock	Apr 8, 2016	M	6,873	$48.11	A	33,456	D
Common Stock	Apr 8, 2016	M	13,906	$57.91	A	47,362	D
Common Stock^F1	Apr 8, 2016	S	30,139	$82.1511	D	17,223	D
Common Stock^F2	Apr 8, 2016	S	5,057	$82.2752	D	12,166	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)	$45.25	Apr 8, 2016	M	9,360	D	Mar 20, 2016	Mar 20, 2022	Common Stock	9,360	0	D
Employee Stock Option (Right to Buy)^F3	$48.11	Apr 8, 2016	M	6,873	D	Mar 18, 2016	Mar 18, 2023	Common Stock	6,873	6,873	D
Employee Stock Option (Right to Buy)^F5,F4	$57.91	Apr 8, 2016	M	13,906	D	—	Mar 18, 2024	Common Stock	13,906	13,906	D

Explanation of responses

F1The price reported in the fourth row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.04 to $82.26, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2The price reported in the fifth row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.13 to $82.30, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3The number of securities reported in the second row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest on March 18, 2017, subject to certain forfeiture and accelerated vesting provisions.
F4The options exercised vested as to 6,953 shares on March 18, 2015 and as to 6,953 shares on March 18, 2016.
F5The number of securities reported in the third row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on each of March 18, 2017 and March 18, 2018, subject to certain forfeiture and accelerated vesting provisions.