SEC Form 4 · accession 0000029534-16-000075
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rhonda Taylor
Officer — EVP & General Counsel
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | M | 2,358 | $25.25 | A | 14,630 | D | |
| Common Stock | Mar 15, 2016 | F | 1,151 | $85.04 | D | 13,479 | D | |
| Common Stock | Mar 15, 2016 | D | 1 | $85.04 | D | 13,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $25.25 | Mar 15, 2016 | M | 2,358 | D | — | Mar 24, 2020 | Common Stock | 2,358 | 7,926 | D |
| Employee Stock Option (Right to Buy)F2 | $84.67 | Mar 16, 2016 | A | 32,890 | A | — | Mar 16, 2026 | Common Stock | 32,890 | 32,890 | D |
Explanation of responses
- F1The options exercised vested as to 1,072 shares on January 28, 2011, and as to 1,286 shares on March 24, 2011.
- F2The option vests in four annual installments of 25% beginning on April 1, 2017, subject to certain forfeiture and accelerated vesting provisions.