SEC Form 4 · accession 0000029534-16-000073
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Flanigan
Officer — EVP, Global Supply Chain
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 28,080 | $45.25 | A | 60,568 | D | |
| Common Stock | Mar 11, 2016 | M | 13,746 | $48.11 | A | 74,314 | D | |
| Common StockF1 | Mar 11, 2016 | S | 53,038 | $84.5362 | D | 21,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $45.25 | Mar 11, 2016 | M | 28,080 | D | — | Mar 20, 2022 | Common Stock | 28,080 | 9,360 | D |
| Employee Stock Option (Right to Buy)F5,F4 | $48.11 | Mar 11, 2016 | M | 13,746 | D | — | Mar 18, 2023 | Common Stock | 13,746 | 13,746 | D |
Explanation of responses
- F1The price reported in the third row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.49 to $84.71, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The options exercised vested as to 9,360 shares on March 20, 2013, as to 9,360 shares on March 20, 2014, and as to 9,360 shares on March 20, 2015.
- F3The number of securities reported in the first row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest on March 20, 2016.
- F4The options exercised vested as to 6,873 shares on March 18, 2014, and as to 6,873 shares on March 18, 2015.
- F5The number of securities reported in the second row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evently on each of March 18, 2016 and March 18, 2017.