SEC Form 4 · accession 0000029534-15-000056
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael M Calbert
Director
Period of report
Jun 1, 2015
Accepted (ET)
Sep 3, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 22, 2015 | A | 11 | $0.00 | A | 17,165 | D | |
| Common StockF2 | Jun 1, 2015 | S | 0 | $72.81 | D | 17,165 | D | |
| Common StockF1 | Jul 1, 2015 | A | 14 | $0.00 | A | 17,179 | D | |
| Common StockF3 | Sep 1, 2015 | P | 30,000 | $72.745 | A | 47,179 | D | |
| Common Stock | Sep 2, 2015 | P | 8,000 | $71.445 | A | 55,179 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Additional restricted stock units, which were acquired through dividend equivalent rights, representing the right to receive shares of common stock upon vesting.
- F2Represents the cashout of a fractional share resulting from the vesting of certain restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.25 to $73.00, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F4The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 0.0299 shares, with the reporting person's sale of 0.0299 shares of common stock on June 1, 2015. The reporting person has agreed to pay to Dollar General Corporation, upon settlement of the purchase, $0.04, representing the full amount of the profit realized in connection with the short-swing transaction.