SEC Form 4 · accession 0000029534-15-000046
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Tehle
Officer — EVP & Chief Financial Officer
Period of report
Jun 11, 2015
Accepted (ET)
Jun 12, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 9,360 | $45.25 | A | 36,514 | D | |
| Common Stock | Jun 11, 2015 | M | 6,873 | $48.11 | A | 43,387 | D | |
| Common Stock | Jun 11, 2015 | M | 6,953 | $57.91 | A | 50,340 | D | |
| Common StockF1 | Jun 11, 2015 | S | 36,589 | $77.9273 | D | 13,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $45.25 | Jun 11, 2015 | M | 9,360 | D | Mar 20, 2015 | Mar 20, 2022 | Common Stock | 9,360 | 9,360 | D |
| Employee Stock Option (Right to Buy)F3 | $48.11 | Jun 11, 2015 | M | 6,873 | D | Mar 18, 2015 | Mar 18, 2023 | Common Stock | 6,873 | 13,746 | D |
| Employee Stock Option (Right to Buy)F4 | $57.91 | Jun 11, 2015 | M | 6,953 | D | Mar 18, 2015 | Mar 18, 2024 | Common Stock | 6,953 | 20,859 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.85 to $77.99, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The number of securities reported in the first row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest on March 20, 2016.
- F3The number of securities reported in the second row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on each of March 18, 2016 and March 18, 2017.
- F4The number of securities reported in the third row of Column 9 represents unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on each of March 18, 2016, March 18, 2017 and March 18, 2018.