SEC Form 4/A · accession 0000029534-15-000035
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Todd J Vasos
Officer — Chief Operating Officer
Period of report
Mar 17, 2015
Accepted (ET)
May 20, 2015 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | A | 5,407 | $0.00 | A | 59,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $74.72 | Mar 17, 2015 | A | 44,786 | A | — | Mar 17, 2025 | Common Stock | 44,786 | 44,786 | D |
Explanation of responses
- F1Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest in three annual installments of 33 1/3% beginning on April 1, 2016. This amendment is being filed to correct the number of securities acquired and the number of securities beneficially owned following the transaction. As a result of the incorrect reporting of the number of securities acquired in this transaction, the number of securities beneficially owned following the March 18, 2015 transaction reported on the Form 4 filed on March 19, 2015 and following the March 20, 2015 transaction reported on the Form 4 filed on March 23, 2015 were accordingly incorrectly overstated.
- F2The option vests in four annual installments of 25% beginning on April 1, 2016. This amendment is being filed to correct the number of derivative securities acquired and the number of derivative securities beneficially owned following the transaction.