SEC Form 4 · accession 0000029534-15-000025
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Flanigan
Officer — EVP, Global Supply Chain
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 1,198 | $7.9975 | A | 30,444 | D | |
| Common Stock | Mar 19, 2015 | F | 577 | $74.91 | D | 29,867 | D | |
| Common Stock | Mar 19, 2015 | M | 300 | $12.1975 | A | 30,167 | D | |
| Common Stock | Mar 19, 2015 | F | 155 | $74.91 | D | 30,012 | D | |
| Common Stock | Mar 19, 2015 | M | 26,951 | $25.25 | A | 56,963 | D | |
| Common Stock | Mar 19, 2015 | F | 15,558 | $74.91 | D | 41,405 | D | |
| Common StockF1 | Mar 20, 2015 | F | 901 | $75.78 | D | 40,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.9975 | Mar 19, 2015 | M | 1,198 | D | Dec 11, 2013 | Aug 28, 2018 | Common Stock | 1,198 | 0 | D |
| Employee Stock Option (Right to Buy) | $12.1975 | Mar 19, 2015 | M | 300 | D | Dec 11, 2013 | May 28, 2019 | Common Stock | 300 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $25.25 | Mar 19, 2015 | M | 26,951 | D | — | Mar 24, 2020 | Common Stock | 26,951 | 0 | D |
Explanation of responses
- F1Shares of common stock surrendered to the Issuer in payment of taxes in connection with vesting and payment of a portion of performance share units granted on March 20, 2012.
- F2The options exercised vested as to 12,439 shares on January 31, 2014, as to 12,439 shares on March 24, 2014, and as to 2,073 shares on January 30, 2015.