SEC Form 4 · accession 0000029534-15-000019
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Sparks
Officer — EVP, Store Operations
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | A | 3,965 | $0.00 | A | 27,202 | D | |
| Common StockF2 | Mar 18, 2015 | F | 1,302 | $75.39 | D | 25,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $74.72 | Mar 17, 2015 | A | 32,843 | A | — | Mar 17, 2025 | Common Stock | 32,843 | 32,843 | D |
Explanation of responses
- F1Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted stock units vest in three annual installments of 33 1/3% beginning on April 1, 2016.
- F2Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 18, 2013 (595 shares) and March 18, 2014 (473 shares), as well as the vesting and pyament of a portion of performance share units granted on March 18, 2013 (234 shares).
- F3The option vests in four annual installments of 25% beginning on April 1, 2016.