SEC Form 4 · accession 0000029534-15-000018
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Ravener
Officer — EVP & Chief People Officer
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | A | 3,965 | $0.00 | A | 36,577 | D | |
| Common StockF2 | Mar 17, 2015 | S | 3,390 | $74.9478 | D | 33,187 | D | |
| Common StockF3 | Mar 18, 2015 | F | 1,302 | $75.39 | D | 31,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $74.72 | Mar 17, 2015 | A | 32,843 | A | — | Mar 17, 2025 | Common Stock | 32,843 | 32,843 | D |
Explanation of responses
- F1Restricted stock units representing the right to receive shares of common stock upon vesting. The restricted tock units vest in three annual installments of 33 1/3% beginning on April 1, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.9457 to $74.955, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of restricted stock units granted on March 18, 2013 (595 shares) and March 18, 2014 (473 shares), as well as the vesting and payment of a portion of performance share units granted on March 18, 2013 (234 shares).
- F4The option vests in four annual installments of 25% beginning on April 1, 2016.