SEC Form 4 · accession 0000029534-15-000012
DOLLAR GENERAL CORP · DG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Tehle
Officer — EVP & Chief Financial Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029534
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 18,720 | $45.25 | A | 119,960 | D | |
| Common Stock | Mar 16, 2015 | M | 6,873 | $48.11 | A | 126,833 | D | |
| Common StockF1 | Mar 16, 2015 | S | 101,005 | $75.2937 | D | 25,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $45.25 | Mar 16, 2015 | M | 18,720 | D | — | Mar 20, 2022 | Common Stock | 18,720 | 18,720 | D |
| Employee Stock Option (Right to Buy)F4 | $48.11 | Mar 16, 2015 | M | 6,873 | D | Mar 18, 2014 | Mar 18, 2023 | Common Stock | 6,873 | 20,619 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.20 to $75.43, inclusive. The reporting person undertakes to provide to Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The options exercised vested as to 9,360 shares on March 20, 2013 and as to 9,360 shares on March 20, 2014.
- F3The number of securities reported in the first row of Column 9 represent unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on March 20, 2015 and March 20, 2016.
- F4The number of securities reported in the second row of Column 9 represent unvested options that are subject to time-vesting criteria which are scheduled to vest evenly on March 18, 2015, March 18, 2016 and March 18, 2017.