SEC Form 4 · accession 0000029332-18-000083
DIXIE GROUP INC · DXYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Frierson
Officer — Chairman of the Board & CEO · Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 11:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $3 par value | Nov 20, 2018 | P | 10,000 | $1.1718 | A | 56,414 | D | |
| Class B Common Stock, $3 par value | holding | — | — | — | 5,486 | I | by Self as Trustee | |
| Class B Common Stock, $3 par value | holding | — | — | — | 545,198 | D | ||
| Class B Common Stock, $3 par value | holding | — | — | — | 94,879 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.00 | holding | — | — | — | Nov 4, 2011 | Nov 4, 2019 | Common Stock, $3 par value | 50,000 | 50,000 | D |
| Employee Stock Option (right to buy) | $4.59 | holding | — | — | — | May 30, 2019 | May 30, 2022 | Common Stock, $3 par value | 40,000 | 40,000 | D |