SEC Form 4 · accession 0000029332-18-000012
DIXIE GROUP INC · DXYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Frierson Jr.
Officer — VP-Chief Operating Officer · Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $3 par valueF1 | Mar 12, 2018 | A | 606 | $0.00 | A | 6,626 | D | |
| Class B Common Stock, $3 par valueF1 | Mar 12, 2018 | A | 23,432 | $0.00 | A | 195,643 | D | |
| Common Stock, $3 par valueF2 | Mar 12, 2018 | A | 564 | $0.00 | A | 7,190 | D | |
| Class B Common Stock, $3 par valueF2 | Mar 12, 2018 | A | 21,836 | $0.00 | A | 217,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.00 | holding | — | — | — | Nov 4, 2011 | Nov 4, 2019 | Common Stock, $3 par value | 22,000 | 22,000 | D |
| Employee Stock Option (right to buy) | $4.59 | holding | — | — | — | May 30, 2019 | May 30, 2022 | Common Stock, $3 par value | 25,000 | 25,000 | D |
Explanation of responses
- F1Represents an award of restricted stock consisting of 24,038 Long Term Incentive Plan Shares. At Mr. Frierson's election, 606 of such shares are Common Stock and 23,432 of such shares are Class B Common Stock.
- F2Represents an award of restricted stock consisting of 22,400 Career Shares. At Mr. Frierson's election, 564 of such shares are Common Stock and 21,836 of such shares are Class B Common Stock.