SEC Form 4 · accession 0000029332-17-000035
DIXIE GROUP INC · DXYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Frierson
Officer — Chairman of the Board & CEO · Director
Period of report
Mar 12, 2017
Accepted (ET)
Apr 3, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $3 par valueF1 | Mar 12, 2017 | F | 11,074 | $3.50 | D | 17,956 | D | |
| Common Stock, $3 par value | Mar 12, 2017 | G | 1,580 | $0.00 | D | 16,376 | D | |
| Class B Common Stock, $3 par value | Mar 12, 2017 | G | 14,160 | $0.00 | D | 526,117 | D | |
| Class B Common Stock, $3 par value | holding | — | — | — | 94,879 | I | by Spouse | |
| Class B Common Stock, $3 par value | holding | — | — | — | 5,486 | I | by Self as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $3 par value | $5.00 | holding | — | — | — | Nov 4, 2012 | Nov 4, 2019 | Class B Common Stock, $3 par value | 50,000 | 50,000 | D |
Explanation of responses
- F1Represents shares surrendered to Company to satisfy income tax withholding requirements with respect to vesting of an outstanding award of restricted stock.