SEC Form 4 · accession 0000029332-15-000044
DIXIE GROUP INC · DXYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Frierson
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $3 par valueF1 | Mar 16, 2015 | M | 13,861 | $0.00 | A | 39,494 | D | |
| Common Stock, $3 par value | Mar 16, 2015 | S | 4,189 | $8.81 | D | 35,305 | D | |
| Common Stock, $3 par value | Mar 17, 2015 | S | 200 | $8.54 | D | 35,105 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, $3 par valueF3,F2 | $0.00 | Mar 16, 2015 | M | 13,861 | D | — | — | Common Stock, $3 par value | 13,861 | 439,278 | D |
Explanation of responses
- F1Represents a conversion of Class B Common Stock to an equal number of shares of Common Stock.
- F2Class B Common Stock has no expiration date. It is convertible on a share-for-share basis into Common Stock.
- F3Adjusted to reflect expiration of an award of restricted stock.