SEC Form 4 · accession 0000029332-15-000016
DIXIE GROUP INC · DXYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Frierson
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 11:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $3 par valueF1,F2,F3 | Feb 25, 2015 | M | 44,287 | $6.96 | A | 83,671 | D | |
| Common Stock, $3 par valueF1 | Feb 25, 2015 | M | 5,000 | $4.78 | A | 88,671 | D | |
| Common Stock, $3 par value | Feb 25, 2015 | D | 49,287 | $9.21 | D | 39,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $6.96 | Feb 25, 2015 | M | 44,287 | D | Nov 2, 2002 | May 2, 2015 | Common Stock, $3 par value | 44,287 | 0 | D |
| Employee Stock Option (right to buy) | $4.78 | Feb 25, 2015 | M | 5,000 | D | Aug 12, 2007 | Aug 12, 2015 | Common Stock, $3 par value | 5,000 | 0 | D |
Explanation of responses
- F1Exercise of employee stock option.
- F2Adjusted to reflect a change in the 401(k) balance.
- F3Adjustment to reflect non-vesting award pursuant to its terms.