SEC Form 4 · accession 0001209191-19-015600
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keh Shew Lu
Officer — President & CEO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Feb 28, 2019 | G | 4,700 | $0.00 | D | 634,003 | D | |
| Diodes Incorporated Common Stock | Feb 28, 2019 | G | 4,700 | $0.00 | A | 4,700 | I | The Lu 2017 Irrevocable Trust |
| Diodes Incorporated Common StockF1 | holding | — | — | — | 46,150 | I | Custodial | |
| Diodes Incorporated Common Stock | holding | — | — | — | 700,000 | I | Lu Grandchildren's Trust | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 184,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.