SEC Form 4 · accession 0001209191-19-011144
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dallas White
Officer — CFO & Secretary
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Feb 14, 2019 | M | 15,000 | $15.05 | A | 113,920 | D | |
| Diodes Incorporated Common Stock | Feb 14, 2019 | S | 13,108 | $40.00 | D | 100,812 | D | |
| Diodes Incorporated Common Stock | Feb 15, 2019 | M | 15,000 | $15.05 | A | 102,771 | D | |
| Diodes Incorporated Common Stock | Feb 15, 2019 | S | 13,041 | $42.50 | D | 87,771 | D | |
| Diodes Incorporated Common Stock | Feb 15, 2019 | S | 5,000 | $40.91 | D | 97,771 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 39,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/28/09 DIOD NQSOF4 | $15.05 | Feb 14, 2019 | M | 15,000 | D | May 28, 2010 | May 28, 2019 | Diodes Incorporated Common Stock - Diodes | 15,000 | 15,000 | D |
| 05/28/09 DIOD NQSOF4 | $15.05 | Feb 15, 2019 | M | 15,000 | D | May 28, 2010 | May 28, 2019 | Diodes Incorporated Common Stock - Diodes | 15,000 | 0 | D |
Explanation of responses
- F1Exercised under a 10b5-1 plan.
- F2Sold under a 10b5-1 plan.
- F3A portion of the vested restricted stock unit shares was automatically sold to cover income tax.
- F4Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.