SEC Form 4 · accession 0001209191-18-049030
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dallas White
Officer — CFO & Secretary
Period of report
Aug 30, 2018
Accepted (ET)
Aug 31, 2018 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Aug 30, 2018 | M | 15,000 | $15.05 | A | 111,920 | D | |
| Diodes Incorporated Common StockF1 | Aug 30, 2018 | S | 13,000 | $37.8775 | D | 98,920 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 39,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/28/09 DIOD NQSOF2 | $15.05 | Aug 30, 2018 | M | 15,000 | D | May 28, 2010 | May 28, 2019 | Diodes Incorporated Common Stock - Diodes | 15,000 | 30,000 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.65 to $38.27, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.