SEC Form 4 · accession 0001209191-18-035741
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clemente Beltran
Officer — Vice President
Period of report
Jun 4, 2018
Accepted (ET)
Jun 5, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Jun 4, 2018 | M | 1,750 | $27.92 | A | 30,502 | D | |
| Diodes Incorporated Common Stock | Jun 4, 2018 | S | 1,665 | $34.95 | D | 28,837 | D | |
| Diodes Incorporated Common Stock | Jun 5, 2018 | S | 3,424 | $35.97 | D | 25,413 | D | |
| Diodes Incorporated Common StockF3 | Jun 4, 2018 | S | 700 | $34.98 | D | 11,888 | I | Owned By Spouse |
| Diodes Incorporated Common StockF3 | Jun 4, 2018 | S | 300 | $34.99 | D | 11,588 | I | Owned By Spouse |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 7,597 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/27/14 DIOD NQSO | $27.92 | Jun 4, 2018 | M | 1,750 | D | May 26, 2015 | May 27, 2022 | Diodes Incorporated Common Stock - Diodes | 1,750 | 0 | D |
Explanation of responses
- F1Exercised under a 10b5-1 plan.
- F2Sold under a 10b5-1 plan.
- F3The amount of securities beneficially owned includes both restricted stock units and common stock.