SEC Form 4 · accession 0001209191-17-062626
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keh Shew Lu
Officer — President & CEO · Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 27, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Nov 21, 2017 | J | 30,000 | $0.00 | D | 1,044,354 | D | |
| Diodes Incorporated Common Stock | Nov 21, 2017 | J | 30,000 | $0.00 | A | 30,000 | I | The Lu Family Foundation |
| Diodes Incorporated Common Stock | holding | — | — | — | 46,150 | I | Custodial | |
| Diodes Incorporated Common Stock | holding | — | — | — | 476,783 | I | Lu Grandchildren's Trust | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 62,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred from the reporting person's direct holdings to The Lu Family Foundation, an indirect holding.