SEC Form 4 · accession 0001209191-17-062625
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LITE-ON SEMICONDUCTOR Corp
10% Owner
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common StockF1 | Nov 22, 2017 | S | 10,000 | $31.27 | D | 7,791,759 | D | |
| Diodes Incorporated Common Stock | Nov 22, 2017 | S | 434 | $31.41 | D | 7,791,325 | D | |
| Diodes Incorporated Common StockF2 | Nov 24, 2017 | S | 8,000 | $31.33 | D | 7,783,325 | D | |
| Diodes Incorporated Common StockF3 | Nov 24, 2017 | S | 10,000 | $31.43 | D | 7,773,325 | D | |
| Diodes Incorporated Common Stock | Nov 27, 2017 | S | 300 | $31.40 | D | 7,773,025 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.01 to $31.41, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.42, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.41 to $31.49, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.