SEC Form 4 · accession 0001209191-17-062155
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keh Shew Lu
Officer — President & CEO · Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Nov 17, 2017 | J | 90,400 | $0.00 | A | 1,074,354 | D | |
| Diodes Incorporated Common Stock | Nov 17, 2017 | J | 90,400 | $0.00 | D | 0 | I | Revocable Trust |
| Diodes Incorporated Common StockF2 | holding | — | — | — | 46,150 | I | Custodial | |
| Diodes Incorporated Common Stock | holding | — | — | — | 476,783 | I | Lu Grandchildren's Trust | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 62,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred from the indirectly held Lu Family Revocable Trust to the reporting person's direct holdings.
- F2These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.