SEC Form 4 · accession 0001209191-17-056517
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shiao Kwang Edmund Tang
Officer — VP of Corporate Admin
Period of report
Oct 10, 2017
Accepted (ET)
Oct 10, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Oct 10, 2017 | M | 10,000 | $23.35 | A | 81,617 | D | |
| Diodes Incorporated Common Stock | Oct 10, 2017 | M | 7,500 | $27.92 | A | 89,117 | D | |
| Diodes Incorporated Common Stock | Oct 10, 2017 | S | 16,722 | $31.00 | D | 72,395 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 7,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 06/06/13 DIOD NQSOF3 | $23.35 | Oct 10, 2017 | M | 10,000 | D | Jul 1, 2014 | Jun 6, 2021 | Diodes Incorporated Common Stock - Diodes | 10,000 | 0 | D |
| 05/27/14 DIOD NQSOF4 | $27.92 | Oct 10, 2017 | M | 7,500 | D | May 26, 2015 | May 27, 2022 | Diodes Incorporated Common Stock - Diodes | 7,500 | 2,500 | D |
Explanation of responses
- F1Exercised under a 10b5-1 plan.
- F2Sold under a 10b5-1 plan.
- F3Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.
- F4Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.