SEC Form 4 · accession 0001209191-17-055807
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shiao Kwang Edmund Tang
Officer — VP of Corporate Admin
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Oct 2, 2017 | M | 12,000 | $27.95 | A | 81,844 | D | |
| Diodes Incorporated Common Stock | Oct 2, 2017 | S | 7,867 | $30.01 | D | 73,977 | D | |
| Diodes Incorporated Common Stock | Oct 2, 2017 | S | 3,934 | $30.00 | D | 70,043 | D | |
| Diodes Incorporated Common Stock | Oct 3, 2017 | M | 17,650 | $19.27 | A | 87,693 | D | |
| Diodes Incorporated Common Stock | Oct 3, 2017 | S | 16,076 | $30.50 | D | 71,617 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 7,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/21/12 DIOD NQSOF3 | $19.27 | Oct 3, 2017 | M | 17,650 | D | May 26, 2013 | May 21, 2022 | Diodes Incorporated Common Stock - Diodes | 17,650 | 0 | D |
| 05/29/2008 DIOD NQSOF4 | $27.95 | Oct 2, 2017 | M | 12,000 | D | May 29, 2009 | May 29, 2018 | Diodes Incorporated Common Stock - Diodes | 12,000 | 0 | D |
Explanation of responses
- F1Exercised under a 10b5-1 plan.
- F2Sold under a 10b5-1 plan.
- F3Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.
- F4Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.