SEC Form 4 · accession 0001209191-17-033376
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A King
Officer — SVP Sales & Marketing
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | May 15, 2017 | M | 8,056 | $24.66 | A | 100,158 | D | |
| Diodes Incorporated Common StockF1 | May 15, 2017 | S | 7,967 | $26.5517 | D | 92,191 | D | |
| Diodes Incorporated Common Stock | May 16, 2017 | M | 17,444 | $24.66 | A | 109,635 | D | |
| Diodes Incorporated Common StockF2 | May 16, 2017 | S | 17,253 | $26.5417 | D | 92,382 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 20,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 5/31/2007 DIOD NQSOF3 | $24.66 | May 15, 2017 | M | 8,056 | D | May 31, 2008 | May 31, 2017 | Diodes Incorporated Common Stock - Diodes | 8,056 | 17,444 | D |
| 5/31/2007 DIOD NQSOF3 | $24.66 | May 16, 2017 | M | 17,444 | D | May 31, 2008 | May 31, 2017 | Diodes Incorporated Common Stock - Diodes | 17,444 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.75, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.79, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.