SEC Form 4 · accession 0001209191-17-032132
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dallas White
Officer — CFO & Secretary
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | May 10, 2017 | M | 10,000 | $24.66 | A | 121,916 | D | |
| Diodes Incorporated Common Stock | May 10, 2017 | S | 2,480 | $25.50 | D | 119,436 | D | |
| Diodes Incorporated Common Stock | May 10, 2017 | S | 2,469 | $26.00 | D | 116,967 | D | |
| Diodes Incorporated Common Stock | May 10, 2017 | S | 2,458 | $26.50 | D | 114,509 | D | |
| Diodes Incorporated Common Stock | May 10, 2017 | S | 2,448 | $27.00 | D | 112,061 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 19,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 5/31/2007 DIOD NQSOF3 | $24.66 | May 10, 2017 | M | 10,000 | D | May 31, 2008 | May 31, 2017 | Diodes Incorporated Common Stock - Diodes | 10,000 | 5,000 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.
- F3Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.