SEC Form 4 · accession 0001209191-17-032128
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shiao Kwang Edmund Tang
Officer — VP of Corporate Admin
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | May 10, 2017 | M | 12,000 | $24.66 | A | 81,592 | D | |
| Diodes Incorporated Common Stock | May 10, 2017 | S | 11,748 | $27.00 | D | 69,844 | D | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 7,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 5/31/2007 DIOD NQSOF3 | $24.66 | May 10, 2017 | M | 12,000 | D | May 31, 2008 | May 31, 2017 | Diodes Incorporated Common Stock - Diodes | 12,000 | 0 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.
- F3Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.