SEC Form 4 · accession 0001209191-16-154656
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Stich
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common StockF2 | Dec 8, 2016 | S | 2,900 | $25.9504 | D | 24,000 | I | Stich Family Living Trust |
| Diodes Incorporated Common Stock | Dec 9, 2016 | S | 339 | $25.95 | D | 23,661 | I | Stich Family Living Trust |
| Diodes Incorporated Common Stock | holding | — | — | — | 35,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to previously filed 10b5-1 Plan.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9500 to $25.9600, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Sale pursuant to previously filed 10b5-1 Plan.