SEC Form 4 · accession 0001209191-16-132053
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keh Shew Lu
Officer — President & CEO · Director
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 8,443 | $16.92 | D | 1,703,541 | D | |
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 300 | $17.5026 | D | 1,703,241 | D | |
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 225 | $17.494 | D | 1,703,016 | D | |
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 1 | $17.2525 | D | 1,703,015 | D | |
| Diodes Incorporated Common Stock | holding | — | — | — | 476,783 | I | Lu Grandchildren's Trust | |
| Diodes Incorporated Common StockF2 | holding | — | — | — | 46,150 | I | Custodial | |
| Diodes Incorporated Common Stock | holding | — | — | — | 90,400 | I | Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vested restricted stock unit shares automatically sold to cover income tax for the 6/6/2013 award.
- F2These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.